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What Is An Accredited Investor?

Criteria for Individuals

Financial Criteria

  • Net worth over $1 million, excluding primary residence (individually or with spouse or partner)
  • Income over $200,000 (individually) or $300,000 (with spouse or partner) in each of the prior two years, and reasonably expects the same for the current year

Professional Criteria

  • Investment professionals in good standing holding the general securities representative license (Series 7), the investment adviser representative license (Series 65), or the private securities offerings representative license (Series 82)
  • Directors, executive officers, or general partners (GP) of the company selling the securities (or of a GP of that company)
  • Directors, executive officers, or general partners (GP) of the company selling the securities (or of a GP of that company)

Criteria for Entities

Investments

  • Entities owning investments in excess of $5 million

Assets

  • The following entities with assets in excess of $5 million: corporations, partnerships, LLCs, trusts, 501(c)(3) organizations, employee benefit plans, “family office” and any “family client” of that office

Owners as Accredited

  • Entities where all equity owners are accredited investors

Investment Advisors

  • Income over $200,000 (individually) or $300,000 (with spouse or partner) in each of the prior two years, and reasonably expects the same for the current year

Financial Entities

  • A bank, savings and loan association, insurance company, registered investment company, business development company, or small business investment company or rural business investment company

Interested In Investing With Us?

Accredited Investor Application Form

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